GUGGENHEIM SECURITIES, LLC — Form D

GUGGENHEIM SECURITIES, LLC of NEW YORK, NY, a company, filed a Form D exempt-offering notice with the SEC on 2026-04-15. $13.2M was reported sold. Industry: Investment Banking.

Offering

• Filed: 2026-04-15
• Form: D
• Accession: 0000929638-26-001510
• Industry: Investment Banking
• Exemptions: 3C.1,3C.7,06b,3C
• Amount sold: $13.2M
• Investors: 66
• Security types: equity
• Revenue range: Decline to Disclose
• SEC file number: 021-580564

Issuer

• Name: GUGGENHEIM SECURITIES, LLC
• CIK: 0001009953
• Entity type: Limited Liability Company
• Jurisdiction: DELAWARE
• Address: 330 MADISON AVENUE 8TH FLOOR, NEW YORK, NY, 10017
• Phone: 2125189200

Officers, directors & promoters (7)

More

• CIK 1009953 on SEC EDGAR (source of record)
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