AXA IM Global Emerging Markets Small Cap Fund, LLC — Form D/A
AXA IM Global Emerging Markets Small Cap Fund, LLC of GREENWICH, CT, a pooled investment fund, filed a Form D amendment with the SEC on 2015-09-08. $16.3M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2015-09-08
- Form: D/A
- Accession: 0000943663-15-000192
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $16.3M
- Minimum investment: $5.0M
- Investors: 8
- Date of first sale: 2015-05-13
- Security types: fund interests
- SEC file number: 021-224871
Issuer
- Name: AXA IM Global Emerging Markets Small Cap Fund, LLC
- CIK: 0001616570
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2014
- Address: 100 WEST PUTNAM AVENUE, 4TH FLOOR, GREENWICH, CT, 06830
- Phone: 203.548.4200
Officers, directors & promoters (4)
| Name | Role | Location |
|---|
| Marcello Arona | Executive Officer | Greenwich, CT |
| N/A AXA Investment Managers, Inc. | Promoter | Greenwich, CT |
| Travis Pauley | Executive Officer | Greenwich, CT |
| Xavier Thomin | Executive Officer | Greenwich, CT |
Other filings by this issuer (6)
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