AXA IM U.S. Small Cap Fund, LLC — Form D/A
AXA IM U.S. Small Cap Fund, LLC of STAMFORD, CT, a pooled investment fund, filed a Form D amendment with the SEC on 2020-01-24. Industry: Pooled Investment Fund.
Offering
- Filed: 2020-01-24
- Form: D/A
- Accession: 0000943663-20-000017
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Minimum investment: $1.0M
- Security types: fund interests
- SEC file number: 021-234285
Issuer
- Name: AXA IM U.S. Small Cap Fund, LLC
- CIK: 0001633417
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2014
- Address: 400 ATLANTIC STREET, SUITE 1000, STAMFORD, CT, 06901
- Phone: 203-983-4200
Officers, directors & promoters (7)
| Name | Role | Location |
|---|
| N/A AXA Investment Managers US Inc. | Promoter | Stamford, CT |
| N/A AXA Investment Managers US Inc. | Related Person | Stamford, CT |
| Florian Bezault | Executive Officer | Stamford, CT |
| Florian Bezault | Related Person | Stamford, CT |
| Marcello Arona | Executive Officer | Greenwich, CT |
| N/A AXA Investment Managers, Inc | Promoter | Greenwich, CT |
| Xavier Thomin | Executive Officer | Greenwich, CT |
Other filings by this issuer (11)
More