Candlewood Financial Opportunities Fund, LLC — Form D/A
Candlewood Financial Opportunities Fund, LLC of RYE, NY, a pooled investment fund, filed a Form D amendment with the SEC on 2014-08-04. $11.3M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2014-08-04
- Form: D/A
- Accession: 0000945621-14-000214
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $11.3M
- Minimum investment: $500K
- Investors: 18
- Date of first sale: 2013-07-19
- Security types: equity, fund interests
- SEC file number: 021-200707
Issuer
- Name: Candlewood Financial Opportunities Fund, LLC
- CIK: 0001583022
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2013
- Address: 555 THEODORE FREMD, RYE, NY, 10580
- Phone: 212.493.4495
Officers, directors & promoters (3)
| Name | Role | Location |
|---|
| Michael Lau | Executive Officer | Bothell, WA |
| N/A Candlewood Investment Group Financial Advisors, LLC | Executive Officer | RYE, NY |
| N/A Candlewood Financial Opportunities General, LLC | Executive Officer | RYE, NY |
Other filings by this issuer (3)
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