Tradewinds Global Investors, LLC — Form D
Tradewinds Global Investors, LLC of LOS ANGELES, CA, a company, filed a Form D exempt-offering notice with the SEC on 2012-04-09. Industry: Other Banking and Financial Services.
Offering
- Filed: 2012-04-09
- Form: D
- Accession: 0000950172-12-000018
- Industry: Other Banking and Financial Services
- Exemptions: 06
- Investors: 34
- Date of first sale: 2012-03-23
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-176355
Issuer
- Name: Tradewinds Global Investors, LLC
- CIK: 0001383221
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Address: 2049 CENTURY PARK EAST, LOS ANGELES, CA, 90067
- Phone: (310) 552-8900
Officers, directors & promoters (10)
| Name | Role | Location |
|---|
| John Amboian | Director | Chicago, IL |
| Glenn Richter | Director | New York, NY |
| Jeffrey P Cusack | Executive Officer | Los Angeles, CA |
| Emily Alejos | Director | Los Angeles, CA |
| Emily Alejos | Executive Officer | Los Angeles, CA |
| Andrew Thelen | Director | Los Angeles, CA |
| Andrew Thelen | Executive Officer | Los Angeles, CA |
| Leora R Weiner | Executive Officer | Los Angeles, CA |
| Constance Lawton | Director | Los Angeles, CA |
| Constance Lawton | Executive Officer | Los Angeles, CA |
Other filings by this issuer (2)
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