NWQ Partners, LLC — Form D
NWQ Partners, LLC of CHICAGO, IL, a company, filed a Form D exempt-offering notice with the SEC on 2015-12-28. Industry: Other Banking and Financial Services.
Offering
- Filed: 2015-12-28
- Form: D
- Accession: 0000950172-15-000119
- Industry: Other Banking and Financial Services
- Exemptions: 06b
- Investors: 16
- Date of first sale: 2015-12-17
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-253971
Issuer
- Name: NWQ Partners, LLC
- CIK: 0001661847
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2015
- Address: 333 W. WACKER DR., CHICAGO, IL, 60606
- Phone: 312-917-7700
Officers, directors & promoters (11)
| Name | Role | Location |
|---|
| John Amboian | Director | Chicago, IL |
| Jon E Conlin | Director | Los Angeles, CA |
| Jon E Conlin | Executive Officer | Los Angeles, CA |
| John E Conlin | Director | George Town, Grand Cayman, E9 |
| John E Conlin | Executive Officer | George Town, Grand Cayman, E9 |
| Phyllis G Thomas | Executive Officer | Los Angeles, CA |
| Jose G Minaya | Director | Chicago, IL |
| Jon D Bosse | Executive Officer | Los Angeles, CA |
| Scott E Grace | Director | Chicago, IL |
| Margo E Cook | Director | Chicago, IL |
| n/a Nuveen NWQ Holdings, LLC | Promoter | Chicago, IL |
Other filings by this issuer (1)
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