GDL FUND — Form D
GDL FUND of RYE, NY, a company, filed a Form D exempt-offering notice with the SEC on 2022-06-17. The offering totals $35.0M, of which $35.0M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2022-06-17
- Form: D
- Accession: 0000950172-22-000095
- Industry: Pooled Investment Fund
- Exemptions: 06b
- Total offering: $35.0M
- Amount sold: $35.0M
- Minimum investment: $10
- Investors: 24
- Date of first sale: 2022-03-26
- Security types: equity
- SEC file number: 021-449515
Issuer
- Name: GDL FUND
- CIK: 0001378701
- Entity type: Business Trust
- Jurisdiction: DELAWARE
- Address: ONE CORPORATE CENTER, RYE, NY, 10580
- Phone: (914) 921-5100
Officers, directors & promoters (19)
| Name | Role | Location |
|---|
| Clarence A Davis | Director | Rye, NY |
| Bruce N Alpert | Executive Officer | Rye, NY |
| Mario J Gabelli | Executive Officer | Greenwich, CT |
| Peter C Goldstein | Executive Officer | Rye, NY |
| Daniel W Plourde | Executive Officer | Rye, NY |
| Mario J Gabelli | Director | Greenwich, CT |
| Colin J Kilrain | Director | Rye, NY |
| Leslie F Foley | Director | Rye, NY |
| Agnes J Mullady | Director | Rye, NY |
| David I Schachter | Executive Officer | Rye, NY |
| Anthony S Colavita | Director | Rye, NY |
| Richard J Walz | Executive Officer | Rye, NY |
| Salvatore J Zizza | Director | Rye, NY |
| James P Conn | Director | Rye, NY |
| Laurissa M Martire | Executive Officer | Rye, NY |
| John C Ball | Executive Officer | Rye, NY |
| Carter W Austin | Executive Officer | Rye, NY |
| Peter J Goldstein | Executive Officer | Rye, NY |
| Michael J Melarkey | Director | Rye, NY |
Other filings by this issuer (1)
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