Octagon StepStone CLO Fund, Ltd. — Form D
Octagon StepStone CLO Fund, Ltd. of NEW YORK, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2023-02-17. $62.0M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2023-02-17
- Form: D
- Accession: 0001012975-23-000111
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $62.0M
- Minimum investment: $100K
- Investors: 2
- Date of first sale: 2023-02-07
- Security types: equity, fund interests
- SEC file number: 021-473755
Issuer
- Name: Octagon StepStone CLO Fund, Ltd.
- CIK: 0001964163
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2022
- Address: 250 PARK AVENUE, 15TH FLOOR, NEW YORK, NY, 10177
- Phone: 212-400-8400
Officers, directors & promoters (12)
| Name | Role | Location |
|---|
| Amy Adar | Director | New York, NY |
| Glenn Mitchell | Director | Grand Cayman, E9 |
| William Shaw | Director | Grand Cayman, E9 |
| Amy Adar | Executive Officer | New York, NY |
| Andrew D Gordon | Executive Officer | New York, NY |
| Michael B Nechamkin | Executive Officer | New York, NY |
| Gretchen M Lam | Executive Officer | New York, NY |
| N/A Octagon Credit Investors, LLC | Executive Officer | New York, NY |
| Amy S Adar | Director | New York, NY |
| Amy S Adar | Executive Officer | New York, NY |
| Kimberley S Melen | Director | Grand Cayman, E9 |
| William S Shaw | Director | Grand Cayman, E9 |
Other filings by this issuer (2)
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