United Capital Financial Partners, LLC — Form D

United Capital Financial Partners, LLC of IRVING, TX, a company, filed a Form D exempt-offering notice with the SEC on 2025-11-21. The offering totals $150.7M, of which $150.7M was reported sold. Industry: Investing.

Offering

Issuer

Officers, directors & promoters (20)

NameRoleLocation
Robert MlenekDirectorBloomington, MN
Marie CampionExecutive OfficerIrving, TX
Sonja LarimoreExecutive OfficerIrving, TX
Brian McDowellExecutive OfficerAustin, TX
Robert MlenekExecutive OfficerBloomington, MN
James RiversExecutive OfficerIrving, TX
Melroy SaldanhaExecutive OfficerIrving, TX
Jonathan SeilerExecutive OfficerIrving, TX
Rob MlenekDirectorBloomington, MN
Rob MlenekExecutive OfficerBloomington, MN
Jim RiversDirectorIrving, TX
Jim RiversExecutive OfficerIrving, TX
Donald H PutnamDirectorBoston, MA
Frank C MeyerDirectorNewport Beach, CA
Robert W DoedeDirectorNewport Beach, CA
Joseph J DuranDirectorNewport Beach, CA
Joseph J DuranExecutive OfficerNewport Beach, CA
Patrick M BommaritoDirectorNewport Beach, CA
Michael L KlowdenDirectorNewport Beach, CA
Kenneth R JensenDirectorNewport Beach, CA

Other filings by this issuer (5)

FiledFormOfferingSold
2025-09-08D$10.0M$10.0M
2025-04-09D/A$9.8M
2025-03-14D$28K$28K
2024-04-30D$9.8M
2009-08-21D$15.0M$15.0M

More