SANTA BARBARA ASSET MANAGEMENT, LLC — Form D
SANTA BARBARA ASSET MANAGEMENT, LLC of LOS ANGELES, CA, a company, filed a Form D exempt-offering notice with the SEC on 2011-03-18. Industry: Other Banking and Financial Services.
Offering
- Filed: 2011-03-18
- Form: D
- Accession: 0001030815-11-000004
- Industry: Other Banking and Financial Services
- Exemptions: 06
- Investors: 17
- Date of first sale: 2011-03-01
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-156993
Issuer
- Name: SANTA BARBARA ASSET MANAGEMENT, LLC
- CIK: 0001109426
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Address: 2029 CENTURY PARK EAST, LOS ANGELES, CA, 90067
- Phone: 805-965-4600
Officers, directors & promoters (11)
| Name | Role | Location |
|---|
| Mary Ann C Iudice | Executive Officer | LOS ANGELES, CA |
| David Allen Chalupnik | Executive Officer | Los Angeles, CA |
| N/A Nuveen Investments, Inc. | Promoter | Chicago, IL |
| Avi M Mizrachi | Executive Officer | Los Angeles, CA |
| David Sung Min Park | Executive Officer | Los Angeles, CA |
| James R Boothe | Executive Officer | Los Angeles, CA |
| John A Gomez | Executive Officer | Los Angeles, CA |
| Steven G Spencer | Executive Officer | Santa Barbara, CA |
| Mary G Keefe | Executive Officer | Santa Barbara, CA |
| Nancy G Crouse | Executive Officer | Santa Barbara, CA |
| Michael G Mayfield | Executive Officer | Santa Barbara, CA |
Other filings by this issuer (8)
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