GREAT LAKES ADVISORS, LLC — Form D
GREAT LAKES ADVISORS, LLC of CHICAGO, IL, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2023-12-04. $13.9M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2023-12-04
- Form: D
- Accession: 0001078013-23-000007
- Industry: Pooled Investment Fund
- Exemptions: 3C, 3C.1
- Amount sold: $13.9M
- Minimum investment: $1.0M
- Investors: 9
- Date of first sale: 1997-06-01
- Security types: fund interests
- SEC file number: 021-498670
Issuer
- Name: GREAT LAKES ADVISORS, LLC
- CIK: 0001078013
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Address: 231 S. LASALLE STREET, CHICAGO, IL, 60604
- Phone: 3124311700
Officers, directors & promoters (2)
| Name | Role | Location |
|---|
| N/A Great Lakes Large Cap Value Fund | Executive Officer | Stamford, CT |
| N/A Great Lakes Small Cap Core Trust | Executive Officer | Stamford, CT |
Other filings by this issuer (5)
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