WisdomTree Investments, Inc. — Form D

WisdomTree Investments, Inc. of NEW YORK, NY, a company, filed a Form D exempt-offering notice with the SEC on 2009-10-28. The offering totals $5.0M, of which $5.0M was reported sold. Industry: Investing.

Offering

Filed: 2009-10-28
Form: D
Accession: 0001094891-09-000158
Industry: Investing
Exemptions: 06
Total offering: $5.0M
Amount sold: $5.0M
Minimum investment: $23K
Investors: 21
Date of first sale: 2009-10-15
Security types: equity
Revenue range: $5,000,001 - $25,000,000
SEC file number: 021-88063-1N

Issuer

Name: WisdomTree Investments, Inc.
CIK: 0000880631
Entity type: Corporation
Jurisdiction: DELAWARE
Address: 380 MADISON AVENUE, NEW YORK, NY, 10017
Phone: 212-801-2080

Officers, directors & promoters (14)

Name	Role	Location
Anthony H Bossone	Director	New York, NY
Bruce I Lavine	Director	New York, NY
Robert Jarrett Lilien	Director	New York, NY
Win J Neuger	Director	New York, NY
James D Robinson IV	Director	New York, NY
Frank R Salerno	Director	New York, NY
Jonathan L Steinberg	Director	New York, NY
Michael H Steinhardt	Director	New York, NY
Bruce I Lavine	Executive Officer	New York, NY
Amit L Muni	Executive Officer	New York, NY
Luciano M Siracusano	Executive Officer	New York, NY
Jonathan L Steinberg	Executive Officer	New York, NY
Michael H Steinhardt	Executive Officer	New York, NY
Peter M Ziemba	Executive Officer	—

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