LADENBURG THALMANN FINANCIAL SERVICES INC — Form D
LADENBURG THALMANN FINANCIAL SERVICES INC of MIAMI, FL, a company, filed a Form D exempt-offering notice with the SEC on 2011-11-09. The offering totals $160.7M, of which $160.7M was reported sold. Industry: Other Banking and Financial Services.
Offering
- Filed: 2011-11-09
- Form: D
- Accession: 0001094891-11-000104
- Industry: Other Banking and Financial Services
- Exemptions: 06
- Total offering: $160.7M
- Amount sold: $160.7M
- Investors: 13
- Date of first sale: 2011-11-04
- Security types: debt
- Revenue range: Over $100,000,000
- SEC file number: 021-168433
Issuer
- Name: LADENBURG THALMANN FINANCIAL SERVICES INC
- CIK: 0001029730
- Entity type: Corporation
- Jurisdiction: FLORIDA
- Address: 4400 BISCAYNE BLVD., MIAMI, FL, 33137
- Phone: 305-572-4100
Officers, directors & promoters (20)
| Name | Role | Location |
|---|
| Jacqueline J Simkin | Director | Miami, FL |
| Howard M Lorber | Director | Brooklyn, NY |
| Richard M Krasno | Director | Miami, FL |
| Richard J Lampen | Director | Miami, FL |
| Richard J Lampen | Executive Officer | Miami, FL |
| Henry C Beinstein | Director | Miami, FL |
| Joseph M Giovanniello, Jr. | Executive Officer | Miami, FL |
| Richard J Rosenstock | Director | Miami, FL |
| Jeffrey S Podell | Director | Miami, FL |
| Mark J Zeitchick | Director | Miami, FL |
| Mark J Zeitchick | Executive Officer | Miami, FL |
| Brett J Kaufman | Executive Officer | Miami, FL |
| Saul S Gilinski | Director | Miami, FL |
| Dmitry M Kolosov | Director | Miami, FL |
| Adam M Malamed | Executive Officer | Miami, FL |
| Jacqueline M Simkin | Director | Miami, FL |
| Brian S Genson | Director | Miami, FL |
| Phillip C Frost | Director | Miami, FL |
| Robert J Eide | Director | New York, NY |
| Phillip J Frost | Director | Miami, FL |
Other filings by this issuer (3)
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