Aridis Pharmaceuticals, Inc. — Form D

Aridis Pharmaceuticals, Inc. of LOS GATOS, CA, a company, filed a Form D exempt-offering notice with the SEC on 2020-10-26. The offering totals $8.4M, of which $8.4M was reported sold. Industry: Pharmaceuticals.

Offering

Issuer

Officers, directors & promoters (23)

NameRoleLocation
Vu TroungDirectorSan Jose, CA
Mike NazakExecutive OfficerSan Jose, CA
Vu TroungExecutive OfficerSan Jose, CA
John HamiltonDirectorWashington, DC
Craig GibbsDirectorSOUTH SAN FRANCISCO, CA
Robert RuffoloDirectorBoston, MA
Eric PatzerDirectorLos Gatos, CA
Eric PatzerExecutive OfficerLos Gatos, CA
Susan Windham-BannisterDirectorLos Gatos, CA
Fred KurlandDirectorLos Gatos, CA
Fred KurlandExecutive OfficerLos Gatos, CA
Vu TruongDirectorLos Gatos, CA
Vu TruongExecutive OfficerLos Gatos, CA
Robert Ruffolo, Jr.DirectorLos Gatos, CA
Isaac BlechDirectorJupiter, FL
Robert CoughlinDirectorSan Jose, CA
Paul-Andre de LameExecutive OfficerSan Jose, CA
Robert K CoughlinDirectorSan Jose, CA
John K HamiltonDirectorSan Jose, CA
Robert R Ruffolo, Jr.DirectorSan Jose, CA
Isaac R BlechDirectorSan Jose, CA
Craig K GibbsDirectorSan Jose, CA
John BorgesonExecutive OfficerPalo Alto, CA

Other filings by this issuer (6)

FiledFormOfferingSold
2022-12-20D$4.8M$4.8M
2022-10-12D$8.0M$8.0M
2016-12-15D$25.0M$13.6M
2016-08-19D$40.0M$15.2M
2015-11-24D$3.5M$3.0M
2014-07-17D$3.5M$3.5M

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