ROC Surgery, LLC — Form D

ROC Surgery, LLC of INDIANAPOLIS, IN, a company, filed a Form D exempt-offering notice with the SEC on 2011-01-05. The offering totals $2.3M, of which $1.9M was reported sold. Industry: Hospitals and Physicians.

Offering

Filed: 2011-01-05
Form: D
Accession: 0001140361-11-001366
Industry: Hospitals and Physicians
Exemptions: 06
Total offering: $2.3M
Amount sold: $1.9M
Remaining: $300K
Minimum investment: $25K
Investors: 14
Date of first sale: 2010-11-01
Security types: equity
Revenue range: $5,000,001 - $25,000,000
SEC file number: 021-153078

Issuer

Name: ROC Surgery, LLC
CIK: 0001509498
Entity type: Limited Liability Company
Jurisdiction: INDIANA
Incorporated: 2009
Address: 340 WEST 10TH STREET, INDIANAPOLIS, IN, 46202
Phone: 3179621022

Officers, directors & promoters (10)

Name	Role	Location
Scott Black	Director	NEW YORK, NY
John Emhardt, MD	Director	Indianapolis, IN
Dan Fink	Director	Indianapolis, IN
Brett Lee	Director	Indianapolis, IN
Jean Molleston, MD	Director	Indianapolis, IN
Fred Rescorla, MD	Director	Indianapolis, IN
Jeffrey Sperring	Director	Indianapolis, IN
Robert Boeglin, MD	Executive Officer	Indianapolis, IN
John Emhardt, MD	Executive Officer	Indianapolis, IN
Naval Sondhi, M.D.	Executive Officer	Indianapolis, IN

More