Guggenheim Partners Opportunistic Investment Grade Securities Fund, Ltd. — Form D
Guggenheim Partners Opportunistic Investment Grade Securities Fund, Ltd. of GRAND CAYMAN, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2012-06-28. $69.4M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2012-06-28
- Form: D
- Accession: 0001140361-12-031561
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C.7
- Amount sold: $69.4M
- Minimum investment: $25.0M
- Investors: 6
- Date of first sale: 2009-06-01
- Security types: fund interests
- SEC file number: 021-180471
Issuer
- Name: Guggenheim Partners Opportunistic Investment Grade Securities Fund, Ltd.
- CIK: 0001457893
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2008
- Address: C/O MAPLES CORPORATE SERVICES LIMITED, GRAND CAYMAN, E9, KY1-1104
- Phone: 310-579-1229
Officers, directors & promoters (7)
| Name | Role | Location |
|---|
| Ronan Scott Guilfoyle | Director | George Town, E9 |
| Roger H Hanson | Director | Grand Cayman, E9 |
| B. Scott Minerd | Director | SANTA MONICA, CA |
| Anne Scott Walsh | Director | Santa Monica, CA |
| N/A Guggenheim Partners Asset Management, LLC | Promoter | Santa Monica, CA |
| B. Scott Minerd | Promoter | SANTA MONICA, CA |
| Anne Scott Walsh | Promoter | Santa Monica, CA |
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