SPECIAL OPPORTUNITIES FUND LTD. — Form D
SPECIAL OPPORTUNITIES FUND LTD. of ROAD TOWN, TORTOLA, D8, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2014-07-29. $10.2M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2014-07-29
- Form: D
- Accession: 0001140361-14-029702
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C.7
- Amount sold: $10.2M
- Minimum investment: $250K
- Investors: 12
- Date of first sale: 2014-07-01
- Security types: fund interests
- SEC file number: 021-221948
Issuer
- Name: SPECIAL OPPORTUNITIES FUND LTD.
- CIK: 0001614058
- Entity type: Other
- Jurisdiction: VIRGIN ISLANDS, BRITISH
- Incorporated: 2014
- Address: C/O OGIER FIDUCIARY SERVICES (BVI) LTD, ROAD TOWN, TORTOLA, D8, 00000
- Phone: 212-702-3500
Officers, directors & promoters (15)
| Name | Role | Location |
|---|
| n/a C City National Rochdale, LLC | Director | New York, NY |
| William Michael O'Donnell | Executive Officer | New York, NY |
| Neal Michael Rubin | Promoter | New York, NY |
| Jay C Nadel | Director | New York, NY |
| Jon C Hunt | Director | New York, NY |
| Kurt R Hawkesworth | Executive Officer | New York, NY |
| Francesco Michael Gozzillo | Executive Officer | New York, NY |
| Mitchell Michael Cepler | Executive Officer | New York, NY |
| n/a C City National Rochdale, LLC | Promoter | New York, NY |
| Daniel A Hanwacker | Director | Road Town, Tortola, D8 |
| Garrett R D?Alessandro | Executive Officer | New York, NY |
| Garrett R D?Alessandro | Promoter | New York, NY |
| Greg Michael Francoeur | Executive Officer | New York, NY |
| Garrett R D'Alessandro | Executive Officer | New York, NY |
| Garrett R D'Alessandro | Promoter | New York, NY |
Other filings by this issuer (3)
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