ATEL Growth Capital Fund 9, LLC — Form D/A

ATEL Growth Capital Fund 9, LLC of SAN FRANCISCO, CA, a company, filed a Form D amendment with the SEC on 2015-06-26. The offering totals $35.0M, of which $1.1M was reported sold. Industry: Other Banking and Financial Services.

Offering

Filed: 2015-06-26
Form: D/A
Accession: 0001140361-15-025461
Industry: Other Banking and Financial Services
Exemptions: 06b
Total offering: $35.0M
Amount sold: $1.1M
Remaining: $33.9M
Minimum investment: $25K
Investors: 21
Date of first sale: 2015-01-30
Security types: equity
Revenue range: Decline to Disclose
SEC file number: 021-227180

Issuer

Name: ATEL Growth Capital Fund 9, LLC
CIK: 0001616112
Entity type: Limited Liability Company
Jurisdiction: CALIFORNIA
Incorporated: 2014
Address: ATEL FINANCIAL SERVICES, LLC, SAN FRANCISCO, CA, 94111
Phone: 415-989-8800

Officers, directors & promoters (18)

Name	Role	Location
Paritosh K Choksi	Director	San Francisco, CA
Paritosh K Choksi	Executive Officer	San Francisco, CA
Paritosh K Choksi	Promoter	San Francisco, CA
N/A ATEL Management Services, LLC	Director	San Francisco, CA
N/A ATEL Management Services, LLC	Executive Officer	San Francisco, CA
N/A ATEL Management Services, LLC	Promoter	San Francisco, CA
N/A ATEL Capital Group	Director	San Francisco, CA
N/A ATEL Capital Group	Executive Officer	San Francisco, CA
N/A ATEL Capital Group	Promoter	San Francisco, CA
N/A AGC Managing Member, LLC	Director	San Francisco, CA
N/A AGC Managing Member, LLC	Executive Officer	San Francisco, CA
N/A AGC Managing Member, LLC	Promoter	San Francisco, CA
K. Choksi Paritosh	Director	San Francisco, CA
K. Choksi Paritosh	Executive Officer	San Francisco, CA
K. Choksi Paritosh	Promoter	San Francisco, CA
Dean L Cash	Director	San Francisco, CA
Dean L Cash	Executive Officer	San Francisco, CA
Dean L Cash	Promoter	San Francisco, CA

Other filings by this issuer (2)

Filed	Form	Offering	Sold
2015-10-28	D/A	$35.0M	$2.2M
2014-10-28	D	$35.0M	—

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