GUGGENHEIM LOAN FUND, LLC — Form D
GUGGENHEIM LOAN FUND, LLC of SANTA MONICA, CA, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2013-10-15. The offering totals $64.1M, of which $64.1M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2013-10-15
- Form: D
- Accession: 0001144204-13-055041
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Total offering: $64.1M
- Amount sold: $64.1M
- Minimum investment: $5.0M
- Investors: 2
- Date of first sale: 2013-09-30
- Security types: fund interests
- SEC file number: 021-204487
Issuer
- Name: GUGGENHEIM LOAN FUND, LLC
- CIK: 0001588382
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2013
- Address: 100 WILSHIRE BOULEVARD, SUITE 500 8th Floor, SANTA MONICA, CA, 90401
- Phone: 3105761270
Officers, directors & promoters (14)
| Name | Role | Location |
|---|
| Thomas Hauser | Executive Officer | NEW YORK, NY |
| Thomas Hauser | Related Person | NEW YORK, NY |
| Alastair McKeever | Executive Officer | NEW YORK, NY |
| Alastair McKeever | Related Person | NEW YORK, NY |
| Matthew S Bloom | Executive Officer | New York, NY |
| Thomas S Hauser | Executive Officer | NEW YORK, NY |
| B. Scott Minerd | Executive Officer | SANTA MONICA, CA |
| Alastair Scott McKeever | Executive Officer | NEW YORK, NY |
| Zachary S Warren | Executive Officer | Santa Monica, CA |
| Kevin H Gundersen | Executive Officer | New York, NY |
| Jeff Scott Abrams | Executive Officer | SANTA MONICA, CA |
| Jeffrey Scott Abrams | Executive Officer | New York, NY |
| N/A NA Guggenheim Partners Investment Management, LLC | Promoter | New York, NY |
| Kevin H Gunderson | Executive Officer | New York, NY |
Other filings by this issuer (15)
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