EAM Emerging Markets Small Cap Fund, LP — Form D/A
EAM Emerging Markets Small Cap Fund, LP of SOLANA BEACH, CA, a pooled investment fund, filed a Form D amendment with the SEC on 2016-12-19. $103.5M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2016-12-19
- Form: D/A
- Accession: 0001144204-16-140123
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $103.5M
- Investors: 3
- Date of first sale: 2015-12-04
- Security types: fund interests
- SEC file number: 021-254665
Issuer
- Name: EAM Emerging Markets Small Cap Fund, LP
- CIK: 0001662835
- Entity type: Limited Partnership
- Jurisdiction: DELAWARE
- Incorporated: 2015
- Address: 215 HIGHWAY 101, SOLANA BEACH, CA, 92075
- Phone: (760) 479-5080
Officers, directors & promoters (25)
| Name | Role | Location |
|---|
| n/a L WHV Investments, Inc. | Promoter | San Francisco, CA |
| Gordon P Roth | Director | Newport Beach, CA |
| Derek J Gaertner | Executive Officer | Solana Beach, CA |
| Travis T Prentice | Director | Solana Beach, CA |
| Travis T Prentice | Executive Officer | Solana Beach, CA |
| Byron P Roth | Director | Miami Beach, FL |
| N/A The Informed Momentum Company LLC | Executive Officer | Solana Beach, CA |
| Frank P Hurst | Director | Solana Beach, CA |
| Frank P Hurst | Executive Officer | Solana Beach, CA |
| N/A Global IMC LLC | Executive Officer | Solana Beach, CA |
| NA EAM Global Investors LLC | Executive Officer | Solana Beach, CA |
| NA EAM Investors, LLC | Executive Officer | Solana Beach, CA |
| Gordon L Roth | Director | Newport Beach, CA |
| Byron L Roth | Director | Miami Beach, FL |
| n/a EAM Global Investors LLC | Executive Officer | Solana Beach, CA |
| n/a EAM Investors, LLC | Executive Officer | Solana Beach, CA |
| n/a L Pacific Current Group Ltd. | Promoter | Tacoma, WA |
| Montie L Weisenberger | Director | Solana Beach, CA |
| Montie L Weisenberger | Executive Officer | Solana Beach, CA |
| LLC EAM Global Investors | Executive Officer | Solana Beach, CA |
| LLC EAM Investors | Executive Officer | Solana Beach, CA |
| * L WHV Investments, Inc. | Promoter | San Francisco, CA |
| * EAM Investors LLC | Executive Officer | Cardiff, CA |
| * L Pacific Current Group Ltd. | Promoter | Seattle, WA |
| * EAM Global Investors LLC | Executive Officer | Cardiff, CA |
Other filings by this issuer (8)
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