GUGGENHEIM CAPITAL LLC — Form D

GUGGENHEIM CAPITAL LLC of CHICAGO, IL, a company, filed a Form D exempt-offering notice with the SEC on 2018-09-19. The offering totals $21.0M, of which $21.0M was reported sold. Industry: Other Banking and Financial Services.

Offering

Issuer

Officers, directors & promoters (13)

NameRoleLocation
Todd L BoehlyDirectorNew York, NY
Esfandyar E DinshawDirectorChicago, IL
Homer J HollandDirectorChicago, IL
Richard E KipperDirectorChicago, IL
Heather E KreagerDirectorChicago, IL
Peter O Lawson-Johnston IIDirectorNew York, NY
B. Scott MinerdDirectorSANTA MONICA, CA
Alan D SchwartzDirectorNew York, NY
Mark R WalterDirectorChicago, IL
David L KormanExecutive OfficerChicago, IL
Michael M LevatinoExecutive OfficerNew York, NY
Brian T SirExecutive OfficerChicago, IL
Mark R WalterExecutive OfficerChicago, IL

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