D.A.DAVIDSON COMPANIES — Form D

D.A.DAVIDSON COMPANIES of Great Falls, MT, a company, filed a Form D exempt-offering notice with the SEC on 2013-08-19. The offering totals $16.4M, of which $16.4M was reported sold. Industry: Other Banking and Financial Services.

Offering

Issuer

Officers, directors & promoters (26)

Showing 25 of 26 people.

NameRoleLocation
Andrew W CrowellDirectorGreat Falls, MT
Ian DavidsonDirectorGreat Falls, MT
Cynthia GrayDirectorGreat Falls, MT
Robert M HaniseeDirectorGreat Falls, MT
Raymond J RoundDirectorGreat Falls, MT
Kathleen P WilcoxDirectorGreat Falls, MT
Samuel DoyleExecutive OfficerGreat Falls, MT
William M JohnstoneExecutive OfficerGreat Falls, MT
Douglas W WoodcockExecutive OfficerGreat Falls, MT
Andrew CrowellDirectorApple Valley, MN
ANDREW DAVIDSONDirectorVancouver, A1
Susan CarstensenDirectorBoston, MA
Thomas M NelsonExecutive OfficerSt. Paul, MN
James M KerrDirectorGreat Falls, MT
James M KerrExecutive OfficerGreat Falls, MT
Samuel DoyleDirectorGreat Falls, MT
Richard H TschetterDirectorGreat Falls, MT
Thomas M SmithDirectorGreat Falls, MT
Norman H SwickDirectorGreat Falls, MT
James W WolitarskyDirectorGreat Falls, MT
Michael M PurpuraDirectorGreat Falls, MT
Douglas W WoodcockDirectorGreat Falls, MT
Timothy AustinExecutive OfficerGreat Falls, MT
Lawrence M MartinezExecutive OfficerGreat Falls, MT
William M JohnstoneDirectorGreat Falls, MT

Other filings by this issuer (1)

FiledFormOfferingSold
2016-04-26D$5.2M$5.2M

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