MacKay Shields Defensive Bond Arbitrage Fund Ltd. — Form D/A
MacKay Shields Defensive Bond Arbitrage Fund Ltd. of HAMILTON, D0, a pooled investment fund, filed a Form D amendment with the SEC on 2014-10-09. $368.9M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2014-10-09
- Form: D/A
- Accession: 0001181431-14-034091
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $368.9M
- Minimum investment: $1.0M
- Investors: 23
- Date of first sale: 2004-11-01
- Security types: equity, fund interests
- SEC file number: 021-149370
Issuer
- Name: MacKay Shields Defensive Bond Arbitrage Fund Ltd.
- CIK: 0001502133
- Entity type: Other
- Jurisdiction: BERMUDA
- Address: CLARENDON HOUSE, 2 CHURCH STREET, HAMILTON, D0, HM 11
- Phone: 212-758-5400
Officers, directors & promoters (11)
| Name | Role | Location |
|---|
| Rene A Bustamante | Director | Princeton, NJ |
| N/A MacKay Shields LLC | Promoter | New York, NY |
| Young A Lee | Director | New York, NY |
| Dawn C Griffiths | Director | Hamilton, D0 |
| N/A C MacKay Shields LLC | Promoter | New York, NY |
| Rene Arturo Bustamante | Executive Officer | New York, NY |
| Young Arturo Lee | Director | New York, NY |
| Young P Lee | Director | New York, NY |
| Lucille P Protas | Director | New York, NY |
| Dan P Roberts | Director | New York, NY |
| John CR Collis | Director | Hamilton, D0 |
Other filings by this issuer (15)
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