Rockwood IX Upper Tier REIT, Inc. — Form D

Rockwood IX Upper Tier REIT, Inc. of New York, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2014-12-01. The offering totals $125K, of which $125K was reported sold. Industry: REITS and Finance.

Offering

Issuer

Officers, directors & promoters (12)

NameRoleLocation
DAVID I BECKERDirectorNEW YORK, NY
Peter J FalcoDirectorNew York, NY
WALTER P SCHMIDTDirectorNEW YORK, NY
DAVID I BECKERExecutive OfficerNEW YORK, NY
Peter J FalcoExecutive OfficerNew York, NY
Robert L Gray, Jr.Executive OfficerNew York, NY
PETER A KAYEExecutive OfficerSAN FRANCISCO, CA
Jennifer A LevyExecutive OfficerNew York, NY
WALTER P SCHMIDTExecutive OfficerNEW YORK, NY
Tyson I SkillingsExecutive OfficerNew York, NY
David A StreicherExecutive OfficerNew York, NY
None REIT Funding, LLCPromoterAtlanta, GA

More