Phase3 Global Rates Fund LLC — Form D/A
Phase3 Global Rates Fund LLC of BOCA RATON, FL, a pooled investment fund, filed a Form D amendment with the SEC on 2026-03-18. $20.5M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2026-03-18
- Form: D/A
- Accession: 0001213900-26-030404
- Industry: Pooled Investment Fund
- Exemptions: 06b,3C,3C.1
- Amount sold: $20.5M
- Minimum investment: $1.0M
- Investors: 9
- Date of first sale: 2022-08-01
- Security types: fund interests
- SEC file number: 021-476179
Issuer
- Name: Phase3 Global Rates Fund LLC
- CIK: 0001968691
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2022
- Address: 6501 CONGRESS AVENUE, BOCA RATON, FL, 33487
- Phone: 312-858-3800
Officers, directors & promoters (14)
| Name | Role | Location |
|---|
| Karim S. Alwan | Executive Officer | BOCA RATON, FL |
| Shane B. Hoover | Executive Officer | BOCA RATON, FL |
| Eric M. White | Executive Officer | BOCA RATON, FL |
| Ethan S. Youderian | Executive Officer | BOCA RATON, FL |
| Karim S. Alwan | Related Person | BOCA RATON, FL |
| Shane B. Hoover | Related Person | BOCA RATON, FL |
| N/A Phase 3 Capital Management LLC | Related Person | BOCA RATON, FL |
| Eric M. White | Related Person | BOCA RATON, FL |
| Ethan S. Youderian | Related Person | BOCA RATON, FL |
| Karim S Alwan | Executive Officer | Boca Raton, FL |
| Shane B Hoover | Executive Officer | Boca Raton, FL |
| N/A Phase 3 Capital Management LLC | Executive Officer | BOCA RATON, FL |
| Ethan S Youderian | Executive Officer | BOCA RATON, FL |
| Eric M White | Executive Officer | Waltham, MA |
Other filings by this issuer (3)
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