PROSPECT CAPITAL CORP — Form D
PROSPECT CAPITAL CORP of NEW YORK, NY, a company, filed a Form D exempt-offering notice with the SEC on 2013-08-16. The offering totals $21.0M, of which $21.0M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2013-08-16
- Form: D
- Accession: 0001287032-13-000003
- Industry: Pooled Investment Fund
- Exemptions: 06
- Total offering: $21.0M
- Amount sold: $21.0M
- Investors: 13
- Date of first sale: 2013-08-02
- Security types: equity
- SEC file number: 021-201467
Issuer
- Name: PROSPECT CAPITAL CORP
- CIK: 0001287032
- Entity type: Corporation
- Jurisdiction: MARYLAND
- Address: 10 EAST 40TH STREET 44TH FL, NEW YORK, NY, 10016
- Phone: 212-448-0702
Officers, directors & promoters (11)
| Name | Role | Location |
|---|
| John F Barry III | Director | New York, NY |
| Andrew C Cooper | Director | New York, NY |
| Michael Grier Eliasek | Director | New York, NY |
| William J Gremp | Director | New York, NY |
| Eugene S Stark | Director | New York, NY |
| John F Barry III | Executive Officer | New York, NY |
| Michael Grier Eliasek | Executive Officer | New York, NY |
| Brian H Oswald | Executive Officer | New York, NY |
| M. Grier Eliasek | Director | New York, NY |
| M. Grier Eliasek | Executive Officer | New York, NY |
| Graham D S Anderson | Director | New York, NY |
Other filings by this issuer (3)
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