NZC Opportunities II LLC — Form D
NZC Opportunities II LLC of NEW YORK, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2009-03-16. $25.5M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2009-03-16
- Form: D
- Accession: 0001347129-09-000007
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.7
- Amount sold: $25.5M
- Minimum investment: $1.0M
- Investors: 2
- Date of first sale: 2007-05-24
- Security types: fund interests
- SEC file number: 021-127888
Issuer
- Name: NZC Opportunities II LLC
- CIK: 0001457808
- Entity type: Limited Liability Company
- Jurisdiction: DE
- Incorporated: 2007
- Address: GUGGENHEIM INVESTMENT MANAGEMENT, LLC, NEW YORK, NY, 10022
- Phone: 212-651-9450
Officers, directors & promoters (13)
| Name | Role | Location |
|---|
| Jeffrey Abrams | Executive Officer | Solana Beach, CA |
| Michael Damaso | Executive Officer | Miami, FL |
| James M Freeland | Executive Officer | New York, NY |
| Todd D Hearle | Executive Officer | New York, NY |
| Stephen D Sautel | Executive Officer | New York, NY |
| n/a Guggenheim Partners, LLC | Executive Officer | New York, NY |
| Todd L Boehly | Executive Officer | New York, NY |
| Adrian GW Duffy | Executive Officer | New York, NY |
| Anthony D Minella | Executive Officer | New York, NY |
| n/a Guggenheim Investment Management, LLC | Promoter | New York, NY |
| Zachary D Warren | Executive Officer | New York, NY |
| Jeffrey L Abrams | Executive Officer | New York, NY |
| Michael L Damaso | Executive Officer | New York, NY |
Other filings by this issuer (2)
More