Focus Financial Partners LLC — Form D

Focus Financial Partners LLC of NEW YORK, NY, a company, filed a Form D exempt-offering notice with the SEC on 2009-11-18. The offering totals $4.5M, of which $4.5M was reported sold. Industry: Other Banking and Financial Services.

Offering

Issuer

Officers, directors & promoters (10)

NameRoleLocation
Kevin MohanDirectorBurleson, TX
James ShanahanExecutive OfficerNew York, NY
Christopher DeanDirectorGrand Cayman, E9
Rajini KodialamExecutive OfficerBoulder, CO
Ruediger AdolfDirectorNew York, NY
Ruediger AdolfExecutive OfficerNew York, NY
Alan SpoonDirectorNEW YORK, NY
William CampbellDirectorSouth Glastonbury, CT
Bettina EckerleExecutive OfficerNew York, NY
Bettina EckerieExecutive OfficerNew York, NY

Other filings by this issuer (3)

FiledFormOfferingSold
2011-01-28D$1.2M$1.2M
2010-01-07D$2.8M$2.8M
2009-11-20D$50.0M$50.0M

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