CAPRICOR INC — Form D

CAPRICOR INC of LOS ANGELES, CA, a company, filed a Form D exempt-offering notice with the SEC on 2010-01-06. The offering totals $5.0M, of which $800K was reported sold. Industry: Biotechnology.

Offering

Filed: 2010-01-06
Form: D
Accession: 0001374952-10-000004
Industry: Biotechnology
Exemptions: 06
Total offering: $5.0M
Amount sold: $800K
Remaining: $4.2M
Minimum investment: $250K
Investors: 5
Date of first sale: 2009-01-31
Security types: equity
Revenue range: No Revenues
SEC file number: 021-94452

Issuer

Name: CAPRICOR INC
CIK: 0001374952
Entity type: Corporation
Jurisdiction: DELAWARE
Incorporated: 2005
Address: 8700 BEVERLY BOULEVARD, LOS ANGELES, CA, 90048
Phone: 310-423-2106

Officers, directors & promoters (14)

Name	Role	Location
Linda Marban	Director	BEVERLY HILLS, CA
Linda Marban	Executive Officer	BEVERLY HILLS, CA
Linda Marban	Promoter	BEVERLY HILLS, CA
Earl M Collier, Jr.	Director	Waltham, MA
Linda S Marban	Director	Los Angeles, CA
Linda S Marban	Executive Officer	Los Angeles, CA
Linda S Marban	Promoter	Los Angeles, CA
Louis V Manzo	Director	Ruxton, MD
Louis V Grasmick	Director	Baltimore, MD
Rachel Ruckdeschel Smith	Executive Officer	Los Angeles, CA
Eduardo Marban	Director	Los Angeles, CA
Eduardo Marban	Promoter	Los Angeles, CA
Rachel V Smith	Executive Officer	Los Angeles, CA
William V Abraham	Executive Officer	Los Angeles, CA

Other filings by this issuer (5)

Filed	Form	Offering	Sold
2012-04-13	D/A	$15.0M	$6.0M
2012-01-30	D	$15.0M	$4.5M
2010-07-28	D/A	$5.0M	$2.8M
2010-06-15	D/A	$5.0M	$1.8M
2010-01-06	D/A	$5.0M	$800K

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