ConvergEx Holdings, LLC — Form D
ConvergEx Holdings, LLC of NEW YORK, NY, a company, filed a Form D exempt-offering notice with the SEC on 2009-11-16. The offering totals $8.8M, of which $8.8M was reported sold. Industry: Other Banking and Financial Services.
Offering
- Filed: 2009-11-16
- Form: D
- Accession: 0001378709-09-000006
- Industry: Other Banking and Financial Services
- Exemptions: 06
- Total offering: $8.8M
- Amount sold: $8.8M
- Investors: 145
- Date of first sale: 2009-11-02
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-95724
Issuer
- Name: ConvergEx Holdings, LLC
- CIK: 0001378709
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2006
- Address: 1633 BROADWAY 48TH FL, NEW YORK, NY, 10019
- Phone: 800-367-8998
Officers, directors & promoters (16)
| Name | Role | Location |
|---|
| Todd E Gibbons | Director | New York, NY |
| CONSTANTINE S MIHAS | Director | CHICAGO, IL |
| Joseph M Velli | Executive Officer | New York, NY |
| Thomas P Gibbons | Director | New York, NY |
| John E Sununu | Director | Portsmouth, NH |
| Constatine S Mihas | Director | Chicago, IL |
| Richard Brueckner | Director | Jersey City, NJ |
| Charles E Rappold | Executive Officer | New York, NY |
| John P Cahaly | Director | Boston, MA |
| Barry R Dunn | Director | Chicago, IL |
| Bruce Van Saun | Director | London, X0 |
| Joseph M Velli | Director | New York, NY |
| Christopher E Springer | Executive Officer | New York, NY |
| Sean P McLaughlin | Director | New York, NY |
| Joseph E Schenk | Director | New York, NY |
| COLLIN E ROCHE | Director | CHICAGO, IL |
Other filings by this issuer (1)
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