Sterne Agee Asia Fund L P — Form D
Sterne Agee Asia Fund L P of Atlanta, GA, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2009-03-17. The offering totals $25.0M, of which $11.1M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2009-03-17
- Form: D
- Accession: 0001381287-09-000004
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.1
- Total offering: $25.0M
- Amount sold: $11.1M
- Remaining: $13.9M
- Minimum investment: $250K
- Investors: 62
- Date of first sale: 2006-11-01
- Security types: fund interests
- SEC file number: 021-96707
Issuer
- Name: Sterne Agee Asia Fund L P
- CIK: 0001381287
- Entity type: Limited Partnership
- Jurisdiction: DE
- Incorporated: 2006
- Address: 3060 Peachtree Road, N.W., Atlanta, GA, 30305
- Phone: 1-800-240-9220
Officers, directors & promoters (15)
| Name | Role | Location |
|---|
| Jerry K Harris | Director | Birmingham, AL |
| Jerry K Harris | Executive Officer | Birmingham, AL |
| F. Eugene Woodham | Executive Officer | Birmingham, AL |
| K. Brian Barze | Executive Officer | Birmingham, AL |
| Jerry K Seton | Director | Birmingham, AL |
| Sterne Agee Asset Management, Inc. | Director | Birmingham, AL |
| Sterne Agee Asset Management, Inc. | Executive Officer | Birmingham, AL |
| W. A Ruch, III | Director | Birmingham, AL |
| W. A Ruch, III | Executive Officer | Birmingham, AL |
| T. Jerry Harris | Director | Birmingham, AL |
| T. Jerry Harris | Executive Officer | Birmingham, AL |
| n/a Sterne Agee Asset Management, Inc. | Director | Birmingham, AL |
| n/a Sterne Agee Asset Management, Inc. | Executive Officer | Birmingham, AL |
| Andrew R Chambless | Director | — |
| Andrew R Chambless | Executive Officer | — |
Other filings by this issuer (2)
More