PT Financial LLC — Form D
PT Financial LLC of Chicago, IL, a company, filed a Form D exempt-offering notice with the SEC on 2011-12-15. The offering totals $13.7M, of which $13.7M was reported sold. Industry: Other Banking and Financial Services.
Offering
- Filed: 2011-12-15
- Form: D
- Accession: 0001387280-11-000003
- Industry: Other Banking and Financial Services
- Exemptions: 06
- Total offering: $13.7M
- Amount sold: $13.7M
- Minimum investment: $350K
- Investors: 18
- Date of first sale: 2011-12-01
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-170116
Issuer
- Name: PT Financial LLC
- CIK: 0001387280
- Entity type: Limited Liability Company
- Jurisdiction: ILLINOIS
- Incorporated: 2006
- Address: 500 West Madison Street, Chicago, IL, 60661
- Phone: 3125211000
Officers, directors & promoters (7)
| Name | Role | Location |
|---|
| James Howard Matson | Executive Officer | Chicago, IL |
| Philip Mark Nussbaum | Director | CHICAGO, IL |
| Philip Mark Nussbaum | Executive Officer | CHICAGO, IL |
| Richard Scott Berg | Director | CHICAGO, IL |
| Richard Scott Berg | Executive Officer | CHICAGO, IL |
| James Mark Lorentsen | Executive Officer | Chicago, IL |
| Jason Alan Elder | Director | Chicago, IL |
Other filings by this issuer (1)
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