Preferred Securities Fund, a series of Principal Global Investors Trust — Form D/A
Preferred Securities Fund, a series of Principal Global Investors Trust of DES MOINES, IA, a pooled investment fund, filed a Form D amendment with the SEC on 2014-12-18. $13.3M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2014-12-18
- Form: D/A
- Accession: 0001393725-14-000173
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.1
- Amount sold: $13.3M
- Investors: 4
- Date of first sale: 2013-11-19
- Security types: fund interests
- SEC file number: 021-207609
Issuer
- Name: Preferred Securities Fund, a series of Principal Global Investors Trust
- CIK: 0001593518
- Entity type: Business Trust
- Jurisdiction: DELAWARE
- Address: 801 GRAND AVENUE, DES MOINES, IA, 50392
- Phone: 1-800-533-1390
Officers, directors & promoters (21)
| Name | Role | Location |
|---|
| Michael Michael Beer | Director | Wynnewood, PA |
| Michael Michael Beer | Executive Officer | Wynnewood, PA |
| James Patrick McCaughan | Director | Des Moines, IA |
| James Patrick McCaughan | Executive Officer | Des Moines, IA |
| David Michael Blake | Director | Des Moines, IA |
| David Michael Blake | Executive Officer | Des Moines, IA |
| Patrick Gregory Halter | Director | Des Moines, IA |
| Patrick Gregory Halter | Executive Officer | Des Moines, IA |
| Daniel Patrick Houston | Director | Des Moines, IA |
| Karen Elizabeth Shaff | Director | Des Moines, IA |
| Karen Elizabeth Shaff | Executive Officer | Des Moines, IA |
| Jill Michael Hittner | Director | Des Moines, IA |
| Jill Michael Hittner | Executive Officer | Des Moines, IA |
| Barbara Michael McKenzie | Director | Des Moines, IA |
| Barbara Michael McKenzie | Executive Officer | Des Moines, IA |
| ' Michael Principal Global Investors | Promoter | Des Moines, IA |
| Andrew Michael Donohue | Executive Officer | Des Moines, IA |
| Jeffrey Michael Hiller | Executive Officer | Des Moines, IA |
| Randall Craig Mundt | Director | Des Moines, IA |
| Randall Craig Mundt | Executive Officer | Des Moines, IA |
| Larry Donald Zimpleman | Director | Des Moines, IA |
Other filings by this issuer (5)
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