Waddell & Reed Asset Strategy Fund, LLC — Form D/A
Waddell & Reed Asset Strategy Fund, LLC of OVERLAND PARK, KS, a pooled investment fund, filed a Form D amendment with the SEC on 2015-11-12. $30.3M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2015-11-12
- Form: D/A
- Accession: 0001393725-15-000129
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $30.3M
- Investors: 2
- Date of first sale: 2009-08-31
- Security types: fund interests
- SEC file number: 021-133992
Issuer
- Name: Waddell & Reed Asset Strategy Fund, LLC
- CIK: 0001462237
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2009
- Address: WADDELL & REED INVESTMENT MANAGEMENT CO., OVERLAND PARK, KS, 66202
- Phone: 877.887.0867
Officers, directors & promoters (19)
| Name | Role | Location |
|---|
| Henry J Herrmann | Director | Overland Park, KS |
| Michael L Avery | Executive Officer | Overland Park, KS |
| Mark P Buyle | Executive Officer | Overland Park, KS |
| Henry J Herrmann | Executive Officer | Overland Park, KS |
| Jon-Jason A Richie | Executive Officer | Overland Park, KS |
| Philip J Sanders | Director | Overland Park, KS |
| Philip J Sanders | Executive Officer | Overland Park, KS |
| Brian T Sullivan | Executive Officer | Dallas, TX |
| Nikki F Newton | Executive Officer | Overland Park, KS |
| Jennifer A Askins | Executive Officer | Overland Park, KS |
| Kurt A Sundeen | Executive Officer | Overland Park, KS |
| Chace F Brundige | Executive Officer | Overland Park, KS |
| Cynthia P Prince-Fox | Executive Officer | Overland Park, KS |
| John E Jr Sundeen | Director | Overland Park, KS |
| John E Jr Sundeen | Executive Officer | Overland Park, KS |
| Cynthia L LaGree | Executive Officer | Overland Park, KS |
| Adlynn K Harte | Executive Officer | Overland Park, KS |
| Ryan F Caldwell | Executive Officer | Overland Park, KS |
| Lawrence J Cipolla | Executive Officer | Overland Park, KS |
Other filings by this issuer (7)
More