SYMPHONY ASSET MANAGEMENT LLC — Form D
SYMPHONY ASSET MANAGEMENT LLC of SAN FRANCISCO, CA, a company, filed a Form D exempt-offering notice with the SEC on 2019-03-19. Industry: Other Banking and Financial Services.
Offering
- Filed: 2019-03-19
- Form: D
- Accession: 0001393725-19-000054
- Industry: Other Banking and Financial Services
- Exemptions: 06b
- Investors: 10
- Date of first sale: 2019-02-28
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-335130
Issuer
- Name: SYMPHONY ASSET MANAGEMENT LLC
- CIK: 0001030815
- Entity type: Limited Liability Company
- Jurisdiction: CALIFORNIA
- Address: 555 CALIFORNIA STREET, SAN FRANCISCO, CA, 94104
- Phone: 4156764000
Officers, directors & promoters (16)
| Name | Role | Location |
|---|
| Scott Caraher | Executive Officer | New York, NY |
| James R Kim | Executive Officer | San Francisco, CA |
| Jenny R Rhee | Executive Officer | San Francisco, CA |
| Himani R Trivedi | Executive Officer | San Francisco, CA |
| David Goldstein | Executive Officer | Mill Valley, CA |
| Judith R MacDonald | Executive Officer | San Francisco, CA |
| Scott R Grace | Executive Officer | San Francisco, CA |
| Geoffrey William Moore | Executive Officer | San Francisco, CA |
| N/A Nuveen Investments Holdings, Inc. | Promoter | Chicago, IL |
| Angela M McKillen | Executive Officer | San Francisco, CA |
| Anne B Popkin | Executive Officer | SAN FRANCISCO, CA |
| David C Goldstein | Executive Officer | San Francisco, CA |
| Gunther M Stein | Executive Officer | San Francisco, CA |
| Angela McKillen | Executive Officer | San Francisco, CA |
| Anne Popkin | Executive Officer | San Francisco, CA |
| Ross S Sakamoto | Executive Officer | San Francisco, CA |
Other filings by this issuer (8)
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