NWQ INVESTMENT MANAGEMENT COMPANY, LLC — Form D
NWQ INVESTMENT MANAGEMENT COMPANY, LLC of LOS ANGELES, CA, a company, filed a Form D exempt-offering notice with the SEC on 2019-03-19. Industry: Other Banking and Financial Services.
Offering
- Filed: 2019-03-19
- Form: D
- Accession: 0001393725-19-000056
- Industry: Other Banking and Financial Services
- Exemptions: 06b
- Investors: 18
- Date of first sale: 2019-02-28
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-335134
Issuer
- Name: NWQ INVESTMENT MANAGEMENT COMPANY, LLC
- CIK: 0000763848
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Address: 2029 CENTURY PARK EAST, LOS ANGELES, CA, 90067
- Phone: 310-712-4000
Officers, directors & promoters (13)
| Name | Role | Location |
|---|
| Craig Odell Bailey | Executive Officer | Los Angeles, CA |
| Thomas Joseph Ray | Executive Officer | Los Angeles, CA |
| Phyllis Gregory Thomas | Executive Officer | Los Angeles, CA |
| John E Conlin | Executive Officer | George Town, Grand Cayman, E9 |
| Mary Ann C Iudice | Executive Officer | LOS ANGELES, CA |
| N/A Nuveen Investments, Inc. | Promoter | Chicago, IL |
| Avi M Mizrachi | Executive Officer | Los Angeles, CA |
| N/A NWQ Partners, LLC | Promoter | Chicago, IL |
| Thomas Joseph Lavia | Executive Officer | Los Angeles, CA |
| Jon Daniel Bosse | Executive Officer | Los Angeles, CA |
| Avi Mark Mizrachi | Executive Officer | Los Angeles, CA |
| Jon D Bosse | Executive Officer | Los Angeles, CA |
| n/a Nuveen NWQ Holdings, LLC | Promoter | Chicago, IL |
Other filings by this issuer (5)
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