Nuveen Asset Management, LLC — Form D
Nuveen Asset Management, LLC of CHICAGO, IL, a company, filed a Form D exempt-offering notice with the SEC on 2019-04-29. Industry: Other Banking and Financial Services.
Offering
- Filed: 2019-04-29
- Form: D
- Accession: 0001393725-19-000081
- Industry: Other Banking and Financial Services
- Exemptions: 06b
- Investors: 183
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-338343
Issuer
- Name: Nuveen Asset Management, LLC
- CIK: 0001521019
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2010
- Address: C/O NUVEEN INVESTMENTS 333 W. WACKER DRIVE, CHICAGO, IL, 60606
- Phone: (312) 917-7700
Officers, directors & promoters (21)
| Name | Role | Location |
|---|
| Stuart Jona Cohen | Related Person | Chicago, IL |
| William T. Huffman | Related Person | Chicago, IL |
| Diane S. Meggs | Related Person | Chicago, IL |
| Jon Mitchell Stevens | Related Person | Minneapolis, MN |
| Austin Penn Wachter | Related Person | Charlotte, NC |
| Megan Martin Sendlak | Executive Officer | Chicago, IL |
| Saira Ann Malik | Executive Officer | San Francisco, CA |
| N/A Nuveen Fund Advisors, LLC | Promoter | Chicago, IL |
| Stuart Jona Cohen | Executive Officer | Chicago, IL |
| William T Huffman | Executive Officer | Chicago, IL |
| Jon Mitchell Stevens | Executive Officer | Minneapolis, MN |
| Travis Martin Pauley | Executive Officer | NEW YORK, NY |
| Jeffrey D Wieneke | Executive Officer | Minneapolis, MN |
| Austin Penn Wachter | Executive Officer | Charlotte, NC |
| Diane S Meggs | Executive Officer | Chicago, IL |
| Thomas S Schreier | Executive Officer | Minneapolis, MN |
| Charles R Manzoni | Executive Officer | Chicago, IL |
| Sherri A Hlavacek | Executive Officer | Chicago, IL |
| Diane T Meggs | Executive Officer | Chicago, IL |
| Mary Elizabeth Keefe | Executive Officer | Chicago, IL |
| N/A Nuveen Fund Advisors, Inc. | Promoter | Chicago, IL |
Other filings by this issuer (12)
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