BASSWOOD FINANCIAL FUND, INC. — Form D
BASSWOOD FINANCIAL FUND, INC. of GEORGE TOWN, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2013-05-06. $13.0M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2013-05-06
- Form: D
- Accession: 0001405086-13-000159
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.7
- Amount sold: $13.0M
- Minimum investment: $100K
- Investors: 3
- Date of first sale: 2013-05-01
- Security types: equity, fund interests
- SEC file number: 021-196024
Issuer
- Name: BASSWOOD FINANCIAL FUND, INC.
- CIK: 0001576092
- Entity type: Corporation
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2011
- Address: 3RD FL., HARBOUR CENTRE, P.O. BOX 61, GEORGE TOWN, E9, KY1-1102
- Phone: 345-949-4244
Officers, directors & promoters (7)
| Name | Role | Location |
|---|
| BENNETT A LINDENBAUM | Director | NEW YORK, NY |
| Karl A O'Reilly | Director | Grand Cayman, E9 |
| MATTHEW A LINDENBAUM | Director | NEW YORK, NY |
| MARC A SAMIT | Director | NEW YORK, NY |
| SARAH A KELLY | Director | GEORGE TOWN, E9 |
| Ian A Goodall | Director | Camana Bay, Grand Cayman, E9 |
| Christopher A Bowring | Director | George Town, Grand Cayman, E9 |
Other filings by this issuer (7)
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