First Foundation Inc. — Form D

First Foundation Inc. of IRVINE, CA, a company, filed a Form D exempt-offering notice with the SEC on 2013-12-19. The offering totals $5.7M, of which $5.7M was reported sold. Industry: Other Banking and Financial Services.

Offering

Issuer

Officers, directors & promoters (18)

NameRoleLocation
James F BrakkeDirectorIrvine, CA
Max L BriggsDirectorIrvine, CA
Victoria F CollinsDirectorIrvine, CA
Michael L CristeDirectorIrvine, CA
Warren D FixDirectorIrvine, CA
Douglas K FreemanDirectorIrvine, CA
John K HakopianDirectorIrvine, CA
Scott F KavanaughDirectorIrvine, CA
Ulrich E Keller, Jr.DirectorIrvine, CA
Gerald L LarsenDirectorIrvine, CA
David L RahnDirectorIrvine, CA
Mitchell M RosenbergDirectorIrvine, CA
"Jacob ""Coby""" M SonenshineDirectorIrvine, CA
Henri M TchenDirectorIrvine, CA
Scott F KavanaughExecutive OfficerIrvine, CA
Ulrich E Keller, Jr.Executive OfficerIrvine, CA
John MichelExecutive OfficerO'Fallon, IL
Coby M SonenshineDirectorIrvine, CA

Other filings by this issuer (3)

FiledFormOfferingSold
2012-10-30D$5.0M$5.0M
2010-06-29D/A$10.0M$5.8M
2010-02-08D$10.0M$1.5M

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