Groundswell Technologies Inc — Form D

Groundswell Technologies Inc of Santa Barbara, CA, a company, filed a Form D exempt-offering notice with the SEC on 2009-10-06. The offering totals $500K, of which $200K was reported sold. Industry: Other Technology.

Offering

Filed: 2009-10-06
Form: D
Accession: 0001416786-09-000002
Industry: Other Technology
Exemptions: 06
Total offering: $500K
Amount sold: $200K
Remaining: $300K
Minimum investment: $1K
Investors: 2
Date of first sale: 2009-02-13
Security types: debt
Revenue range: Not Applicable
SEC file number: 021-110560

Issuer

Name: Groundswell Technologies Inc
CIK: 0001416786
Entity type: Corporation
Jurisdiction: DELAWARE
Incorporated: 2004
Address: 136 W. CANON PERDIDO STREET, Santa Barbara, CA, 93101
Phone: 805-962-1202

Officers, directors & promoters (9)

Name	Role	Location
Peter Sperling	Director	Santa Barbara, CA
Mark Kram	Director	Santa Barbara, CA
Mark Kram	Executive Officer	Santa Barbara, CA
Albert Kram	Director	Santa Barbara, CA
Albert V Kram	Director	Santa Barbara, CA
Peter V Sperling	Director	Santa Barbara, CA
Mark L Kram	Director	Santa Barbara, CA
Mark L Kram	Executive Officer	Santa Barbara, CA
Peter V. Sperling	Director	Santa Barbara, CA

Other filings by this issuer (11)

Filed	Form	Offering	Sold
2022-01-11	D	$1.7M	$1.7M
2012-09-26	D	$250K	$100K
2012-09-26	D/A	$350K	$350K
2012-05-15	D/A	$350K	$325K
2012-03-27	D/A	$350K	$175K
2012-01-03	D	$200K	$100K
2011-04-11	D	$300K	$200K
2011-04-11	D/A	$300K	$300K
2010-03-16	D/A	$1.2M	$1.0M
2009-11-10	D	$1.0M	$890K
2009-10-13	D/A	$500K	$350K

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