OBALON THERAPEUTICS INC — Form D
OBALON THERAPEUTICS INC of Carlsbad, CA, a company, filed a Form D exempt-offering notice with the SEC on 2014-10-02. The offering totals $30.0M, of which $15.9M was reported sold. Industry: Biotechnology.
Offering
- Filed: 2014-10-02
- Form: D
- Accession: 0001427570-14-000001
- Industry: Biotechnology
- Exemptions: 06b
- Total offering: $30.0M
- Amount sold: $15.9M
- Remaining: $14.1M
- Investors: 5
- Date of first sale: 2014-08-28
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-225711
Issuer
- Name: OBALON THERAPEUTICS INC
- CIK: 0001427570
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2008
- Address: 5421 Avenida Encinas, Suite F, Carlsbad, CA, 92008
- Phone: (760) 795-6558
Officers, directors & promoters (16)
| Name | Role | Location |
|---|
| Doug Puloma Fisher | Director | CARLSBAD, CA |
| Kim Puloma Kamdar | Director | San Diego, CA |
| Sharon Puloma Stevenson | Director | CARLSBAD, CA |
| Les J Howe | Director | Carlsbad, CA |
| Mark J Brister | Executive Officer | Carlsbad, CA |
| Kelly J Huang, Ph.D. | Executive Officer | Carlsbad, CA |
| Douglas J Fisher | Director | Carlsbad, CA |
| David J Moatazedi | Director | Carlsbad, CA |
| Raymond J Dittamore | Director | Carlsbad, CA |
| Sharon J Stevenson, DVM Ph.D. | Director | Carlsbad, CA |
| Kim J Kamdar, Ph.D. | Director | Carlsbad, CA |
| William J Plovanic | Executive Officer | Carlsbad, CA |
| Andrew Rasdal | Director | Carlsbad, CA |
| Andrew Rasdal | Executive Officer | Carlsbad, CA |
| Kim Puloma Kamdar | Executive Officer | San Diego, CA |
| Douglas C. Puloma Sampson | Director | San Diego, CA |
Other filings by this issuer (4)
More