NES Financial Corp — Form D

NES Financial Corp of San Jose, CA, a company, filed a Form D exempt-offering notice with the SEC on 2017-05-12. The offering totals $2.7M, of which $2.7M was reported sold. Industry: Other.

Offering

Issuer

Officers, directors & promoters (16)

NameRoleLocation
Barry FernaldDirectorSan Jose, CA
Rick GaribaldiDirectorSan Jose, CA
Michael HalloranDirectorSan Jose, CA
Tom SteippDirectorSan Jose, CA
Mike WestDirectorSan Jose, CA
Dan YoderDirectorSan Jose, CA
Michael HalloranExecutive OfficerSan Jose, CA
Tom SteippExecutive OfficerSan Jose, CA
Dan YoderExecutive OfficerSan Jose, CA
Michael P HalloranDirectorSan Jose, CA
Michael P HalloranExecutive OfficerSan Jose, CA
Barry CL FernaldDirectorSan Jose, CA
Dan P YoderDirectorSan Jose, CA
Dan P YoderExecutive OfficerSan Jose, CA
Tom CL SteippDirectorSan Jose, CA
Rick CL GaribaldiDirectorSan Jose, CA

Other filings by this issuer (2)

FiledFormOfferingSold
2012-02-29D$3.0M$1.0M
2010-05-11D$5.0M$1.1M

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