Permal U.S. Opportunities Ltd. — Form D
Permal U.S. Opportunities Ltd. of TORTOLA, D8, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2009-03-17. $117.0M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2009-03-17
- Form: D
- Accession: 0001458295-09-000008
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.7
- Amount sold: $117.0M
- Minimum investment: $100K
- Investors: 71
- Date of first sale: 1987-09-18
- Security types: equity, fund interests
- SEC file number: 021-128036
Issuer
- Name: Permal U.S. Opportunities Ltd.
- CIK: 0001458265
- Entity type: Other
- Jurisdiction: D8
- Address: C/O EQUITY TRUST (BVI) LIMITED, TORTOLA, D8, BVI
- Phone: 212-418-6622
Officers, directors & promoters (10)
| Name | Role | Location |
|---|
| Michel Delauzun | Director | New York, NY |
| Gary Gladstein | Director | Grand Cayman, E9 |
| Christopher Gruninger | Director | New York, NY |
| Isaac Souede | Director | New York, NY |
| William Waters | Director | Syracuse, NY |
| William A Waters | Director | New York, NY |
| RAYMOND A MASON | Director | New York, NY |
| Isaac A Souede | Director | New York, NY |
| Edmond de la Haye Jousselin | Director | New York, NY |
| Gary A Gladstein | Director | New York, NY |
Other filings by this issuer (7)
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