Rochdale GML Trade Finance Income Fund Ltd — Form D/A
Rochdale GML Trade Finance Income Fund Ltd of GRAND CAYMAN, E9, a pooled investment fund, filed a Form D amendment with the SEC on 2014-07-15. $19.3M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2014-07-15
- Form: D/A
- Accession: 0001462875-14-000001
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $19.3M
- Minimum investment: $100K
- Investors: 89
- Date of first sale: 2009-03-01
- Security types: fund interests
- SEC file number: 021-130795
Issuer
- Name: Rochdale GML Trade Finance Income Fund Ltd
- CIK: 0001462875
- Entity type: Other
- Jurisdiction: E9
- Incorporated: 2009
- Address: MAPLES CORPORATE SERVICES LIMITED, GRAND CAYMAN, E9, KY1-1104
- Phone: 345-949-8066
Officers, directors & promoters (20)
| Name | Role | Location |
|---|
| Daniel A Hanwacker | Director | Road Town, Tortola, D8 |
| Jon C Hunt | Director | New York, NY |
| Jay C Nadel | Director | New York, NY |
| Garrett R D'Alessandro | Executive Officer | New York, NY |
| Francesco M Gozzillo | Executive Officer | New York, NY |
| Kurt R Hawkesworth | Executive Officer | New York, NY |
| William R O'Donnell | Executive Officer | New York, NY |
| n/a City National Rochdale, LLC | Promoter | New York, NY |
| n/a GML Capital LLP | Promoter | London, X0 |
| Suresh Advani | Director | London, X0 |
| Suresh Advani | Executive Officer | London, X0 |
| n/a Rochdale Investment Management LLC | Promoter | New York, NY |
| Robert E Svensk | Director | Southport, CT |
| Patrick B Bayliss | Executive Officer | London, X0 |
| Dalia B Kay | Executive Officer | London, X0 |
| Garrett R D'Alessandro | Director | New York, NY |
| Neal B Rubin | Director | New York, NY |
| Peter Timothy Hart | Director | London, X0 |
| Patrick Bayliss | Executive Officer | London, X0 |
| Dalia Kay | Executive Officer | London, X0 |
Other filings by this issuer (5)
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