Abax Upland Fund LLC — Form D

Abax Upland Fund LLC of WILMINGTON, DE, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2012-06-29. $1.0M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (10)

NameRoleLocation
n/a Abax Global Capital (Hong Kong) LimitedDirectorCentral, K3
Christopher H ChangDirectorLos Altos, CA
Frank Feng QianDirectorCentral, K3
Ron David SilvertonDirectorLos Angeles, CA
Donald Xiang-Dong YangDirectorCentral, K3
n/a Abax Claremont LtdExecutive OfficerGeorge Town, Grand Cayman, E9
n/a Abax Global CapitalExecutive OfficerGeorge Town, Grand Cayman, E9
n/a Abax Claremont LtdPromoterGeorge Town, Grand Cayman, E9
n/a Abax Global CapitalPromoterGeorge Town, Grand Cayman, E9
Danny Ming-Chong YongDirectorCentral, K3

Other filings by this issuer (1)

FiledFormOfferingSold
2009-12-23D$122.7M

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