First Principles ABS Fund, LLC — Form D
First Principles ABS Fund, LLC of NEW YORK, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2009-06-02. $9.1M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2009-06-02
- Form: D
- Accession: 0001465306-09-000001
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.7
- Amount sold: $9.1M
- Investors: 12
- Date of first sale: 2009-05-26
- Security types: fund interests
- SEC file number: 021-131664
Issuer
- Name: First Principles ABS Fund, LLC
- CIK: 0001465306
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2009
- Address: C/O FIRST PRINCIPLES PARTNERS, LLC, NEW YORK, NY, 10005
- Phone: 212-38-2299
Officers, directors & promoters (12)
| Name | Role | Location |
|---|
| David Ho | Executive Officer | Waltham, MA |
| Hong Chen | Executive Officer | Ambler, PA |
| Mark F Lieberman | Executive Officer | New York, NY |
| Stephen R Miller | Executive Officer | New York, NY |
| Robert R Lewis | Executive Officer | New York, NY |
| Mark G Alexandridis | Executive Officer | New York, NY |
| Richard F Dolan | Executive Officer | New York, NY |
| n/a First Principles Partners, LLC | Promoter | New York, NY |
| n/a First Principles Capital Management, LLC | Promoter | New York, NY |
| Douglas A Dachille | Executive Officer | New York, NY |
| James H Van Epps | Executive Officer | New York, NY |
| Michael J Baek | Executive Officer | New York, NY |
Other filings by this issuer (1)
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