TOPWATER OPPORTUNITY QUALIFIED FUND LP — Form D
TOPWATER OPPORTUNITY QUALIFIED FUND LP of SEATTLE, WA, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2009-09-08. $3.5M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2009-09-08
- Form: D
- Accession: 0001471634-09-000001
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.7
- Amount sold: $3.5M
- Investors: 3
- Date of first sale: 2009-08-20
- Security types: equity, fund interests
- SEC file number: 021-134236
Issuer
- Name: TOPWATER OPPORTUNITY QUALIFIED FUND LP
- CIK: 0001471634
- Entity type: Limited Partnership
- Jurisdiction: DELAWARE
- Incorporated: 2009
- Address: 1918 EIGHTH AVENUE, SEATTLE, WA, 98101
- Phone: 206-398-2010
Officers, directors & promoters (15)
| Name | Role | Location |
|---|
| JAMES BARNYAK | Executive Officer | SEATTLE, WA |
| FREESTONE INVESTMENTS LLC FREESTONE INVESTMENTS LLC | Executive Officer | SEATTLE, WA |
| Erik Morgan | Executive Officer | Seattle, WA |
| Scott Svenson | Executive Officer | SEATTLE, WA |
| FREESTONE CAPITAL MANAGEMENT, LLC FREESTONE CAPITAL MANAGEMENT, LLC | Promoter | SEATTLE, WA |
| Gary Furukawa | Executive Officer | SEATTLE, WA |
| n/a Freestone Investments LLC | Executive Officer | SEATTLE, WA |
| N/A TRIMBLE FREESTONE CAPITAL HOLDINGS, LLC | Executive Officer | SEATTLE, WA |
| SCOTT TRIMBLE SVENSON | Executive Officer | SEATTLE, WA |
| ERIK TRIMBLE MORGAN | Executive Officer | SEATTLE, WA |
| N/A TRIMBLE FREESTONE CAPITAL MANAGEMENT, LLC | Promoter | SEATTLE, WA |
| KEVIN I PATRICK | Executive Officer | SEATTLE, WA |
| ERIC TRIMBLE MARTINEZ | Executive Officer | SEATTLE, WA |
| JAMES TRIMBLE BARNYAK | Executive Officer | SEATTLE, WA |
| JANICE TRIMBLE GREENE | Executive Officer | SEATTLE, WA |
Other filings by this issuer (3)
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