III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC — Form D/A

III EP Credit Strategies ERISA SP, a segregated portfolio of III EP Strategies SPC of Camana Bay, Grand Cayman, E9, a pooled investment fund, filed a Form D amendment with the SEC on 2021-01-29. $138.9M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (24)

NameRoleLocation
David P BreeDirectorGrand Cayman, E9
Andrew P GallowayDirectorGrand Cayman, E9
Garth P FriesenExecutive OfficerBoca Raton, FL
William P McCauleyExecutive OfficerBoca Raton, FL
Brandon L PellegrinoExecutive OfficerBoca Raton, FL
Jason P PrestExecutive OfficerBoca Raton, FL
Michael L RegerExecutive OfficerBoca Raton, FL
Clifford G VinerExecutive OfficerBoca Raton, FL
Paras P MaldeDirectorGrand Cayman, E9
Karen L HansenExecutive OfficerBoca Raton, FL
n/a III Capital ManagementPromoterBoca Raton, FL
Jason L PrestExecutive OfficerBoca Raton, FL
Thomas L OlofssonExecutive OfficerBoca Raton, FL
Yelena L AnuarExecutive OfficerBoca Raton, FL
Mark L PerryExecutive OfficerBoca Raton, FL
Robert L HartExecutive OfficerBoca Raton, FL
Deep L KumarExecutive OfficerBoca Raton, FL
Antoine P TanExecutive OfficerBoca Raton, FL
Christian P PellegrinoExecutive OfficerBoca Raton, FL
Francis D FeeneyExecutive OfficerBoca Raton, FL
Scott L WylerExecutive OfficerBoca Raton, FL
Lester N CoyleExecutive OfficerBoca Raton, FL
Robert A PrintzExecutive OfficerBoca Raton, FL
Laura P McGrathDirectorChristiansted, St. Croix, VI

Other filings by this issuer (3)

FiledFormOfferingSold
2022-02-11D/A$146.5M
2020-01-30D/A$122.8M
2019-01-30D$57.9M

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