Pierpont Securities Holdings LLC — Form D
Pierpont Securities Holdings LLC of STAMFORD, CT, a company, filed a Form D exempt-offering notice with the SEC on 2010-02-17. The offering totals $220.0M, of which $85.0M was reported sold. Industry: Other Banking and Financial Services.
Offering
- Filed: 2010-02-17
- Form: D
- Accession: 0001484170-10-000001
- Industry: Other Banking and Financial Services
- Exemptions: 06
- Total offering: $220.0M
- Amount sold: $85.0M
- Remaining: $135.0M
- Investors: 6
- Date of first sale: 2010-02-03
- Security types: equity
- Revenue range: No Revenues
- SEC file number: 021-138786
Issuer
- Name: Pierpont Securities Holdings LLC
- CIK: 0001484170
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2010
- Address: 281 TRESSER BOULEVARD, STAMFORD, CT, 06901
- Phone: 201 428-2550
Officers, directors & promoters (6)
| Name | Role | Location |
|---|
| Joseph P Blauvelt | Director | Stamford, CT |
| THOMAS C CONNOR | Director | EUGENE, OR |
| Mark B Werner | Director | Stamford, CT |
| Joseph P Blauvelt | Executive Officer | Stamford, CT |
| THOMAS C CONNOR | Executive Officer | EUGENE, OR |
| Mark B Werner | Executive Officer | Stamford, CT |
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