Cetera Financial Holdings, Inc. — Form D
Cetera Financial Holdings, Inc. of EL SEGUNDO, CA, a company, filed a Form D exempt-offering notice with the SEC on 2010-04-19. $10.2M was reported sold. Industry: Other Banking and Financial Services.
Offering
- Filed: 2010-04-19
- Form: D
- Accession: 0001489208-10-000001
- Industry: Other Banking and Financial Services
- Exemptions: 06
- Amount sold: $10.2M
- Minimum investment: $25K
- Investors: 115
- Date of first sale: 2010-03-15
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-140807
Issuer
- Name: Cetera Financial Holdings, Inc.
- CIK: 0001489208
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2009
- Address: 200 NORTH SEPULVEDA BOULEVARD, EL SEGUNDO, CA, 90245
- Phone: 866-489-3100
Officers, directors & promoters (7)
| Name | Role | Location |
|---|
| Valerie Brown | Director | New York, NY |
| Stewart B Gross | Director | El Segundo, CA |
| Donald B Marron | Director | New York, NY |
| Mark B Vassallo | Director | El Segundo, CA |
| Valerie Brown | Executive Officer | New York, NY |
| Mark Marr | Executive Officer | El Segundo, CA |
| Nina McKenna | Executive Officer | New York, NY |
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